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8315 Cantrell Road Suite 200, Little Rock, AR 72227 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-08-07 |
Branch Locations
8315 Cantrell Road Suite 200, Little Rock, AR 72227 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman Llc | Palatine | IL | 03/2013 | 09/2018 |
| Axa Distributors, Llc | Jersey City | NJ | 09/2018 | 03/2020 |
| Lpl Financial Llc | Chicago | IL | 04/2020 | 06/2022 |
| Merchant Investment Management Llc | New York | NY | 06/2022 | Present |
| Legacy Capital Wealth Partners, Llc | Palatine | IL | 07/2023 | Present |
| Sextant Securities, Llc | New York | NY | 06/2022 | Present |
Name of the other business: Precise Access LLC; Non investment-related; Address of the other business: 427 S. Brighton Ct. Palatine, IL 60067; Nature of the other business: Receive 1099 income; Position/title: Manager/ Owner; Start date of your relationship: 01/15/2019; Approximate number of hours/month you devote to the other business: 0 hrs per month; Number of hours you devote to the other business during securities trading hours: 0 hours per month; Duties relating to the other business: Manage 1099 distributions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-20 |
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