Seth Taylor Evans

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2012-07-09
TX	RA	APPROVED	2011-10-07

UT RA
APPROVED

Since 2012-07-09
TX RA
APPROVED

Since 2011-10-07

Branch Locations

7730 Union Park Ave Ste 300, Midvale, UT 84047 • United States

Riverton, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Long Beach	CA	03/2011	03/2020
Ameriprise Financial Services, Llc	Midvale	UT	03/2020	Present

03/2011 → 03/2020

Ameriprise Financial Services, Inc.

Long Beach, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Midvale, UT

Other Businesses

Outside Employment; Independent; Actor - Perform as an actor for theater, film, television, or web productions.; ; 4712 W Geronimo Rd, , Riverton, UT, 84096; Not Investment-Related; 11/01/2020; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-05-18

S66 Uniform Combined State Law Examination

2011-05-18

Designations

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

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