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1259 Tx-337 Loop #300, New Braunfels, TX 78130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-04-18 |
Branch Locations
1259 Tx-337 Loop #300, New Braunfels, TX 78130 • United States
1259 Tx-337 Loop #300, New Braunfels, TX 78130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-06-24 |
Branch Locations
1259 Tx-337 Loop #300, New Braunfels, TX 78130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| South Texas Capital Advisors | New Braunfels | TX | 05/2015 | Present |
| Nb Capital Llc | New Braunfels | TX | 05/2016 | Present |
| Rufus Hayes Asset Management, Llc | New Braunfels | TX | 04/2017 | Present |
NAME OF BUSINESS: NB CAPITAL LLC; POSITION TITLE: MANAGING MEMBER; START DATE: 05/2016; APPROXIMATE NUMBER OF HOURS PER MONTH: LESS THAN 10% NAME OF BUSINESS: SOLMS LANDING DEVELOPMENT LLC; POSITION TITLE: MANAGER; START DATE: 03/2017; APPROXIMATE NUMBER OF HOURS PER MONTH: 20 HOURS; NUMBER OF HOURS SPENT DURING TRADING HOURS: 10 HOURS; LOCATION: NEW BRAUNFELS, TEXAS; DESCRIPTION OF DUTIES: OVERSEES ALL BUSINESS MATTERS; INVESTMENT RELATED: NO. RUFUS HAYES ASSET MANAGEMENT- DESIGNATED OFFICER, NEW BRAUNFELS, TEXAS GSJM 1101 LLC Not investment related 1259 Loop 337 Ste 300 New Braunfels, TX 78130 Real Estate Owner Jan 1, 2023 4 hrs a month 0 hrs during securities hrs Manage real estate asset Churchill 337 LLC Not investment related 1259 Loop 337 Ste 300 New Braunfels, TX 78130 Real Estate Owner Jan 1, 2023 4 hrs a month 0 hrs during securities hrs Manage real estate asset Solms Landing 306 LLC Not investment related 1259 Loop 337 Ste 300 New Braunfels, TX 78130 Real Estate Owner Jan 1, 2023 4 hrs a month 0 hrs during securities hrs Manage real estate asset Solms Pickleball LLC Not investment related 1259 Loop 337 Ste 300 New Braunfels, TX 78130 Real Estate Owner Jan 1, 2023 4 hrs a month 0 hrs during securities hrs Manage real estate asset Solms Landing Maintenance Association Not investment related 1259 Loop 337 Ste 300 New Braunfels, TX 78130 Real Estate Owner Jan 1, 2023 4 hrs a month 0 hrs during securities hrs Manage Solms Landing property owners association
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-31 |
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