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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-24 |
| AZ | RA | APPROVED | 2023-05-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Modesto | CA | 05/2016 | 03/2019 |
| Morgan Stanley Private Bank, N.A. | Modesto | CA | 06/2016 | 03/2019 |
| J.P. Morgan Securities Llc | Modesto | CA | 04/2019 | 11/2019 |
| Jp Morgan Chase Bank, N.A. | Modesto | CA | 04/2019 | 11/2019 |
| Edward Jones | Turlock | CA | 11/2019 | 12/2021 |
| Charles Schwab & Co., Inc. | Maricopa | AZ | 12/2021 | Present |
| Charles Schwab Bank Ssb | Maricopa | AZ | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-25 |
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