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Gabriel Enrique Vasquez

Charles Schwab & Co., Inc.

Maricopa, AZ

Phoenix, AZ

CRD 5388644

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-24
AZ RA APPROVED 2023-05-30
  • CA RA
    APPROVED
    Since 2026-08-24
  • AZ RA
    APPROVED
    Since 2023-05-30

Branch Locations

Maricopa, AZ • United States

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Modesto CA 05/2016 03/2019
Morgan Stanley Private Bank, N.A. Modesto CA 06/2016 03/2019
J.P. Morgan Securities Llc Modesto CA 04/2019 11/2019
Jp Morgan Chase Bank, N.A. Modesto CA 04/2019 11/2019
Edward Jones Turlock CA 11/2019 12/2021
Charles Schwab & Co., Inc. Maricopa AZ 12/2021 Present
Charles Schwab Bank Ssb Maricopa AZ 12/2021 Present
  • 05/2016 → 03/2019
    Modesto, CA
  • 06/2016 → 03/2019
    Morgan Stanley Private Bank, N.A.
    Modesto, CA
  • 04/2019 → 11/2019
    Modesto, CA
  • 04/2019 → 11/2019
    Jp Morgan Chase Bank, N.A.
    Modesto, CA
  • 11/2019 → 12/2021
    Turlock, CA
  • 12/2021 → Present
    Maricopa, AZ
  • 12/2021 → Present
    Charles Schwab Bank Ssb
    Maricopa, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-26
S63 Uniform Securities Agent State Law Examination 2013-06-25
  • S66 Uniform Combined State Law Examination
    2015-01-26
  • S63 Uniform Securities Agent State Law Examination
    2013-06-25
Other Names
  • Gabriel E Vasquez
  • Gabriel Vasquez
  • Gabe Vasquez

View on SEC IAPD

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