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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Morristown | NJ | 06/2009 | 12/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 12/2016 |
| Bb&T Investments | Charlotte | NC | 04/2018 | Present |
| Bb&T Bank | Wilmington | NC | 04/2018 | 01/2019 |
| Bb&T Securities, Llc | Richmond | VA | 04/2018 | Present |
| La Belle Shell | Leland | NC | 12/2016 | 04/2018 |
| Bb&T | Wilmington | NC | 01/2019 | Present |
| Truist Investment Services, Inc. | Wilmington | NC | 02/2021 | Present |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | Present |
THE CAROUSEL CENTER POSITION: Board of Directors NATURE: Non-profit child advocacy center INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2022 ADDRESS: Wilmington NC, United States DESCRIPTION: Increase community awareness and involvement, organize events and volunteer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-19 |
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