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Holly Jo Moriarty

Raymond James & Associates, Inc.

St. Petersburg, FL

Lutz, FL

Raymond James Financial Services Advisors, Inc

St Petersburg, FL

Lutz, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-01-23
  • FL RA
    APPROVED
    Since 2020-01-23

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Lutz, FL • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-05-15
  • FL RA
    APPROVED
    Since 2018-05-15

Branch Locations

880 Carillon Parkway, St Petersburg, FL 33716 • United States

Lutz, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 03/2010 04/2018
Raymond James Financial Services, Inc. St Petersburg FL 04/2018 Present
Raymond James Financial Services Advisors, Inc St Petersburg FL 04/2018 Present
Raymond James & Associates, Inc. St.PEtersburg FL 01/2020 Present
Previous Registrations
  • 2010-01-07 → 2018-04-24
    Invest Financial Corporation
    Clearwater, FL
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-30
  • S66 Uniform Combined State Law Examination
    2009-11-30
Other Names
  • Holly Jo Pletcher
  • Holly Jo Poland
  • Holly Jo Moriarty
  • Holly J Moriarty

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
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