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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-18
  • NC RA
    APPROVED
    Since 2026-05-18

Branch Locations

214 N Tryon Street 33Rd Floor, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Investment Services, Inc Charlotte NC 05/2026 Present
Truist Advisory Services, Inc. Charlotte NC 05/2026 Present
Jpmorgan Chase Bank, N.A. Charlotte NC 09/2024 05/2026
J.P. Morgan Securities Llc Charlotte NC 09/2024 05/2026
Deutsche Bank Stuttgart 01/2013 08/2024
  • 05/2026 → Present
    Truist Investment Services, Inc
    Charlotte, NC
  • 05/2026 → Present
    Charlotte, NC
  • 09/2024 → 05/2026
    Jpmorgan Chase Bank, N.A.
    Charlotte, NC
  • 09/2024 → 05/2026
    Charlotte, NC
  • 01/2013 → 08/2024
    Deutsche Bank
    Stuttgart
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-30
  • S66 Uniform Combined State Law Examination
    2024-11-30

View on SEC IAPD

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