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Elizabeth Marie Carpenter

J.P. Morgan Securities LLC

Palm Beach Gardens, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-06
TX RA APPROVED_RES 2022-09-06
  • FL RA
    APPROVED
    Since 2022-09-06
  • TX RA
    APPROVED_RES
    Since 2022-09-06

Branch Locations

3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Palm Beach Gardens FL 04/2016 05/2021
Jpmorgan Chase Bank, N.A. Palm Beach Garden FL 06/2021 Present
J.P. Morgan Securities Llc Palm Beach Gardens FL 06/2021 Present
Atlas Cruies & Tours Palm Beach Gardens FL 02/2011 05/2023
  • 04/2016 → 05/2021
    Morgan Stanley Smith Barney Llc
    Palm Beach Gardens, FL
  • 06/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Palm Beach Garden, FL
  • 06/2021 → Present
    J.P. Morgan Securities Llc
    Palm Beach Gardens, FL
  • 02/2011 → 05/2023
    Atlas Cruies & Tours
    Palm Beach Gardens, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-03
S63 Uniform Securities Agent State Law Examination 2021-12-13
  • S66 Uniform Combined State Law Examination
    2022-09-03
  • S63 Uniform Securities Agent State Law Examination
    2021-12-13
Other Names
  • Elizabeth Marie Carpenter
  • Elizabeth M Carpenter

View on SEC IAPD

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