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Kristen Jane Shrimplin

LPl Financial LLC

Fort Mill, SC

Charlotte, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-01
  • SC RA
    APPROVED
    Since 2025-01-01

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Charlotte NC 05/2014 12/2016
Lpl Financial Llc Fort Mill SC 12/2016 Present
  • 05/2014 → 12/2016
    Ameriprise Financial Services Inc
    Charlotte, NC
  • 12/2016 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
Other Businesses

1. 12/07/2021 - Color Street - Not Investment Related - Home Based - Outside/W-2 Employment - Start Date: 12/01/2021 - 4 Hours Per Month/0 Hours During Securities Trading - Independent Stylist.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-03
  • S66 Uniform Combined State Law Examination
    2009-03-03
Other Names
  • Kristen Jane Wolkowski

View on SEC IAPD

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Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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