Joseph Patrick Coleman

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-02-11
GA	RA	APPROVED	2012-09-28

TX RA
APPROVED_RES

Since 2014-02-11
GA RA
APPROVED

Since 2012-09-28

Branch Locations

3280 Peachtree Road Northeast Suite 1900, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Atlanta	GA	09/2012	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

09/2012 → Present

Morgan Stanley

Atlanta, GA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2010-11-15 → 2012-09-28

Harrisdirect Llc

Arlington, VA
2007-10-16 → 2008-12-16

Ubs Financial Services Inc.

Alpharetta, GA

Other Businesses

Mercer University; Investment related No; Education; Employee (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: 0; After business hours: 12; Faculty *383200 - Hey Tutor; Investment related No; Tutoring Services/ Education; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Oct 2019; During business hours: 0; After business hours: 24

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-02

S66 Uniform Combined State Law Examination

2007-10-02

Other Names

Joseph Coleman

View on SEC IAPD