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Mario Morgan

Strategic Advisers LLC

Lynnwood, WA

Bothell, WA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-31
WA RA APPROVED 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31
  • WA RA
    APPROVED
    Since 2025-03-31

Branch Locations

18825 33Rd Ave W Ste 200, Lynnwood, WA 98036-4747 • United States

Bothell, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Seattle WA 12/2011 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 12/2011 → Present
    Fidelity Investments
    Seattle, WA
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Lynnwood, WA
    Everett, WA
  • 2011-01-20 → 2018-07-13
    Strategic Advisers Llc
    Seattle, WA
    Lynnwood, WA
  • 2010-12-15 → 2011-12-09
    Usaa Financial Planning Services
    Phoenix, AZ
  • 2010-08-11 → 2010-11-16
    Chase Investment Services Corp.
    Mesa, AZ
    Mesa, AZ
    Mesa, AZ
    Mesa, AZ
    Mesa, AZ
    Mesa, AZ
  • 2008-07-08 → 2010-07-30
    Edward Jones
    St Louis, MO
    Gilbert, AZ
    Sun Lakes, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-14
  • S66 Uniform Combined State Law Examination
    2008-06-14
Designations
Other Names
  • Mario V Morgan
  • Mario Vincent Morgan

View on SEC IAPD

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