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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-02-16 |
| KY | RA | APPROVED | 2012-10-01 |
Branch Locations
10419 Watterson Trail, Jeffersontown, KY 40299 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Jeffersontown | KY | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | Jeffersontown | KY | 12/2009 | Present |
Entity Name: THE VERNON LLC Investment related: Yes "Address: 3900 SHELBYVILLE RD LOUISVILLE KY 40207" Nature of the other business: For Profit Position/Title/Relationship: Owner/Partner Start Date: 02/08/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: NO DAY TO DAY ROLE OR RESPONSIBILITY WITH THE COMPANY. FINANCIAL INTEREST ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-17 |
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