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Shorewood, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| MS | RA | APPROVED | 2025-01-01 |
| OK | RA | APPROVED | 2025-01-01 |
| LA | RA | APPROVED | 2024-07-18 |
| TX | RA | APPROVED | 2024-06-28 |
Branch Locations
8200 N. Mopac Expressway, Ste 350, Austin, TX 78759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Austin Financial Partners | Austin | TX | 05/2005 | 05/2017 |
| Commonwealth Financial Network | San Diego | CA | 09/2013 | 10/2021 |
| Planwise Financial Group | Austin | TX | 03/2018 | Present |
| Planwise Retirement Strategies | Austin | TX | 03/2018 | Present |
| Lpl Financial Llc | Austin | TX | 10/2021 | Present |
| Global Retirement Partners, Llc | Austin | TX | 10/2021 | 06/2024 |
| Wellth Advisory Services, Llc | Austin | TX | 06/2024 | Present |
1)10/15/2021 - STRATEGIC RETIREMENT PARTNERS - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)10/15/2021 - PLANWISE RETIREMENT STRATEGIES - Business Entity For Tax/Investment Purposes Only - Inv Rel - At Reported Business Location(s) - Start: 05/2017 - 2 Hr/Mth 3) 10/21/2021 - Global Retirement Partners - DBA: (Hybrid) Strategic Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 10/2021 - 175 Hours Per Month - Time Spent 99%. Termed 6/2024 4) 10/21/2021 - Global Retirement Partners - DBA: (Hybrid) SRP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 10.2021 - 175 Hours Per Month - Time Spent 99%. Termed 6/2024 5) 12/30/2024 - Pretekt, LLC- Other - healthcare consulting, non-fiduciary role- Managing Director- Not Investment Related - 11211 Taylor Draper Lane, Ste 110, Austin, TX 78759- Start Date 10/16/2023- 8 hours per month/ 1 hour during trading 6) 05/08/2025 - WELLth Advisory Services, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:07/01/2024 - 160 Hrs/Mth - 6 Hrs During Trading.I provide investment advisory services through WELLth Advisory Services, LLC, an independent investment advisor firm. I started this business activity in 7/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-27 |
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