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Ae Wealth Management, LLC CRD 282580
$49.8B regulatory AUM 10 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-08-13 |
| NE | RA | APPROVED | 2021-08-12 |
Branch Locations
4125 Sw Gage Center Dr, Topeka, KS 66604 • United States
2950 Sw Mcclure Rd Ste B, Topeka, KS 66614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | La Vista | NE | 12/2013 | 07/2021 |
| Securities America Advisors | La Vista | NE | 12/2014 | 07/2021 |
| Ae Financial Services, Llc | Topeka | KS | 08/2021 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 08/2021 | Present |
1.) AEWM; YES INVESTMENT RELATED; 4123 SW GAGE CENTER DRIVE, SUITE 101, TOPEKA, KS 66604; RIA; COMPLIANCE EXAMINER; START DATE 07/2021; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-04 |
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