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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2012-02-03 |
| TX | RA | APPROVED | 2012-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Henderson | NV | 02/2012 | Present |
I*495543, Name of OBA: rental house Address: Henderson, NV Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 5/1/2006 No Hours: 0 Monthly No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-07 |
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