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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-30 |
Branch Locations
334 Bowser Rd, Middletown, NY 10940 • United States
20 Madison St, Wellsville, NY 14895 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Middletown | NY | 07/2007 | Present |
| Principal Securities | Middletown | NY | 07/2007 | Present |
| Anthony Financial Services | Middletown | NY | 12/2013 | Present |
| Richardson & Stout Financial Services Inc | Middletown | NY | 06/2016 | 04/2018 |
***OUTSIDE INSURANCE, BROKER, SUPPLEMENTAL, 4/22/14.***Fixed insurance,Group, DI, Life, Cancer, 9/14/15. ANTHONY FINANCIAL SERVICES, INC. POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/11/2019 ADDRESS: 20 Madison Street, Wellsville NY 14895, United States DESCRIPTION: I sell nothing through Anthony Financial Services (AFS). All business is directly sold as Principal Securities. I only have a AFS checking account to pay bills. (IE rent and utilities).Principal requires our compensation to be paid to a personal checking account which I have. I then transfer the monies to my AFS account to pay operation expenses, Taxes, rent and utilities. This process is at the direction of my accountant for tax purposes.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-08-11 |
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