Winston Barrett Minter

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → 11/2018
  Morgan Stanley & Co., Incorporated
  Nashville, TN
• 06/2009 → 11/2018
  Morgan Stanley Smith Barney
  Nashville, TN
• 01/2015 → 11/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 12/2018 → Present
  Lpl Financial, Llc
  Franklin, TN

Previous Registrations

• 2009-06-01 → 2018-12-18
  Morgan Stanley
  Nashville, TN
  Nashville, TN
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Nashville, TN
• 2004-01-16 → 2007-04-02
  Morgan Stanley Dw Inc.
  Nashville, TN
  Nashville, TN

Other Businesses

1. 8/21/2019 - Minter Investment Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2019 - 200 Hours Per Month/6 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-09-25

Other Names

• Barry Minter