Christopher Lee Banks

Employer firm

Legacy Wealth Management CRD 329837

$817.7K regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 06/2017
  Axa Advisors, Llc
  New York, NY
• 06/2017 → 03/2018
  Guardian Life Insurance Co Of America
  Charlotte, NC
• 08/2017 → 03/2018
  Park Avenue Securities Llc
  Charlotte, NC
• 06/2018 → 11/2020
  Lincoln Financial Securities Corportation
  Charlotte, NC
• 11/2020 → 12/2023
  Iams Wealth Management
  Omaha, NE
• 03/2019 → Present
  Legacy Wealth Management, Llc
  Charlotte, NC
• 01/2024 → Present
  Legacy Wealth Management, Llc
  Charlotte, NC

Previous Registrations

• 2020-11-25 → 2023-12-31
  Iams Wealth Management, Llc
  Omaha, NE
  Charlotte, NC

Other Businesses

Christopher L Banks is a licensed insurance agent.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-11-10
• S63 Uniform Securities Agent State Law Examination
  2007-08-30

Other Names

• Christopher Banks
• Christopher Lee Banks
• Christopher L Banks