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Account
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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-03-31 |
| OR | RA | APPROVED | 2025-08-20 |
| DC | RA | APPROVED | 2025-03-10 |
| MT | RA | APPROVED | 2023-10-18 |
| VT | RA | APPROVED | 2023-10-18 |
| OH | RA | APPROVED | 2022-03-08 |
| MN | RA | APPROVED | 2021-10-13 |
| NY | RA | APPROVED | 2021-04-16 |
| KS | RA | APPROVED | 2021-02-23 |
| CO | RA | APPROVED | 2020-07-29 |
| RI | RA | APPROVED | 2019-11-15 |
| MO | RA | APPROVED | 2019-07-15 |
| NJ | RA | APPROVED | 2019-06-19 |
| MA | RA | APPROVED | 2019-05-13 |
| AL | RA | APPROVED | 2019-05-08 |
| MD | RA | APPROVED | 2019-05-07 |
| OK | RA | APPROVED | 2019-05-07 |
| UT | RA | APPROVED | 2019-02-11 |
| CA | RA | APPROVED | 2018-08-08 |
| VA | RA | APPROVED | 2017-04-24 |
| MI | RA | APPROVED | 2017-01-05 |
| NC | RA | APPROVED | 2016-10-31 |
| IN | RA | APPROVED | 2016-10-03 |
| WA | RA | APPROVED | 2016-09-15 |
| CT | RA | APPROVED | 2016-03-24 |
| SC | RA | APPROVED | 2016-03-24 |
| IA | RA | APPROVED | 2015-08-20 |
| NE | RA | APPROVED | 2015-08-20 |
| TX | RA | APPROVED | 2015-07-23 |
| AZ | RA | APPROVED | 2015-01-22 |
| NV | RA | APPROVED | 2015-01-15 |
| AK | RA | APPROVED | 2015-01-09 |
| WI | RA | APPROVED | 2014-09-04 |
| IL | RA | APPROVED | 2014-08-05 |
| GA | RA | APPROVED | 2014-07-30 |
| PA | RA | APPROVED | 2014-07-30 |
| FL | RA | APPROVED | 2014-04-08 |
Branch Locations
600 Delaware Avenue, Buffalo, NY 14202 • United States
Colden, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Buffalo | NY | 09/2011 | Present |
| Park Avenue Securities Llc | Buffalo | NY | 09/2011 | Present |
| Guardian Life Insurance Company | Hamburg | NY | 06/2024 | 06/2024 |
| Park Avenue Securities | Hamburg | NY | 06/2024 | 06/2024 |
| Park Avenue Securities | Colden | NY | 06/2024 | Present |
| Guardian Life Insurance Company | Colden | NY | 06/2024 | Present |
1) Ahrens Wealth Management Advisors, Inc.,-dormant dba, Start date: 12/28/2011, Address: 6782 Willow Ridge Drive, Hamburg NY 14075, 0 total hours per month, Not investment related, 0 annual compensation, 2) Praxis Financial Group LLC-Formal DBA brand name for my financial planning, Start date: 08/14/2018, Address: 600 Delaware Avenue, Buffalo, NY 14202, 160 total hours per month; 100 during securities trading hours, Investment related, More than 10% annual compensation, 3) Insurance other than Guardian, Start date: 01/01/2008, Address: 600 Delaware Avenue, Buffalo, NY 14202, .5 total hours per month; .5 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-02-25 |
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