James Michael Pike

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 03/2020
  Ameriprise Financial Services, Inc.
  Carmel, IN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Carmel, IN

Other Businesses

Business Ownership; Envelopes; Creator and manager of business; it's an app (like you would have on your iPhone); 13625 Alston Drive, , Fishers, IN, 46037; Not Investment-Related; 09/19/2018; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Central Indiana Association of Collaborative Professionals (CIACP); Treasurer; 11595 N. Meridian Street, Suite 110, Indianapolis, IN, 46032; Not Investment-Related; 05/17/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Foster, Pike & Associates; Associate Financial Advisor - Assist Financial Advisor and her clients.; ; 10333 North Meridian Street, Suite 120, , Carmel, IN, 46290; Investment-Related; 01/01/2008; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2007-11-06

Other Names

• James M Pike