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David Bruce Johnson

J.P. Morgan Securities LLC

Pittsburgh, PA

CRD 4145559

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-03
PA RA APPROVED 2013-04-02
  • TX RA
    APPROVED_RES
    Since 2019-01-03
  • PA RA
    APPROVED
    Since 2013-04-02

Branch Locations

8990 Duncan Ave, Pittsburgh, PA 15237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Wheeling WV 01/2013 Present
Previous Registrations
  • 2005-07-06 → 2006-11-16
    Chase Investment Services Corp.
    Wheeling, WV
    Wheeling, WV
  • 2004-02-04 → 2005-07-06
    Banc One Securities Corporation
    Wheeling, WV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-29
S65 Uniform Investment Adviser Law Examination 2004-01-30
S63 Uniform Securities Agent State Law Examination 2000-07-11
  • S66 Uniform Combined State Law Examination
    2013-03-29
  • S65 Uniform Investment Adviser Law Examination
    2004-01-30
  • S63 Uniform Securities Agent State Law Examination
    2000-07-11
Other Names
  • Dave Bruce Johnson

View on SEC IAPD

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