Michael James Keppler

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2025-12-17
TX	RA	APPROVED_RES	2021-01-11
IN	RA	APPROVED	2012-01-04

LA RA
APPROVED

Since 2025-12-17
TX RA
APPROVED_RES

Since 2021-01-11
IN RA
APPROVED

Since 2012-01-04

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co.,Inc.	Indianapolis	IN	01/2000	Present
Schwab Wealth Advisory Inc	Indianapolis	IN	01/2012	Present

01/2000 → Present

Charles Schwab & Co.,Inc.

Indianapolis, IN
01/2012 → Present

Schwab Wealth Advisory Inc

Indianapolis, IN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-09-08
S63	Uniform Securities Agent State Law Examination	2000-07-27

S66 Uniform Combined State Law Examination

2008-09-08
S63 Uniform Securities Agent State Law Examination

2000-07-27

Other Names

Michael James Keppler
Michael J Keppler

View on SEC IAPD

Current Employers

Schwab Wealth Advisory, Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews