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Richard John Spadaro

Wlth Capital Management, LLC

Gilbert, AZ

Chandler, AZ

CRD 5385937

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Employer firm

Wlth Capital Management, LLC CRD 335594

$230M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Wlth Capital Management, Llc

25 South Arizona Place Suite 537, Chandler, AZ 85225 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-05-16
  • AZ RA
    APPROVED
    Since 2025-05-16

Branch Locations

Gilbert, AZ • United States

25 South Arizona Place Suite 537, Chandler, AZ 85225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wlth Capital Management, Llc Chandler AZ 04/2025 Present
Intel Corporation Chandler AZ 04/2014 09/2024
Unemployed N/A XX 10/2024 03/2025
  • 04/2025 → Present
    Wlth Capital Management, Llc
    Chandler, AZ
  • 04/2014 → 09/2024
    Intel Corporation
    Chandler, AZ
  • 10/2024 → 03/2025
    Unemployed
    N/A, XX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-21
S63 Uniform Securities Agent State Law Examination 2012-09-26
S66 Uniform Combined State Law Examination 2007-11-21
  • S65 Uniform Investment Adviser Law Examination
    2024-11-21
  • S63 Uniform Securities Agent State Law Examination
    2012-09-26
  • S66 Uniform Combined State Law Examination
    2007-11-21
Other Names
  • Richard John Spadaro
  • Richard Spadaro

View on SEC IAPD

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