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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-28
PA RA APPROVED 2008-11-13
  • TX RA
    APPROVED_RES
    Since 2023-09-28
  • PA RA
    APPROVED
    Since 2008-11-13

Branch Locations

9471 William Penn Highway, Huntingdon, PA 16652 • United States

615 Pleasant Valley Blvd, Altoona, PA 16602-4803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co. Huntingdon PA 10/2007 Present
Mml Investors Services, Llc Huntingdon PA 10/2007 Present
Kish Bank Huntingdon PA 10/2008 Present
  • 10/2007 → Present
    Massmutual Life Insurance Co.
    Huntingdon, PA
  • 10/2007 → Present
    Huntingdon, PA
  • 10/2008 → Present
    Kish Bank
    Huntingdon, PA
Other Businesses

1) NAME: KISH FINANCIAL SOLUTIONS INV REL N ADD: 9471 WILLIAM PENN HIGHWAY HUNTINGDON PA 16652 NATURE: INSURANCE SALES (GROUP AND INDIVIDUAL LIFE AND HEALTH) POSITION: INSURANCE BROKER - VARIOUS CARRIERS START DATE:10/2012 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 2) NAME: KISH BANK INV REL: Y ADD: 9471 WILLIAM PENN HIGHWAY HUNTINGDON PA 16652 NATURE: FT W-2 EMPLOYEE OF KISH BANK, IN REL:Y, ADDR:9471 WILLIAM PENN HIGHWAY, HUNTINGDON PA 16652, NATURE:MARKETING MM/MML PRODUCTS AND SERVICES UNDER DBA KFS (KISH FINANCIAL SOLUTIONS)THRU A FORMAL STRATEGIC ALLIANCE AGREEMENT WITH MM/MML. (KFS RR NOT INVOLVED WITH MARKETING THE OTHER KISH BUSINESS LINES OFFERED THRU SEPARATE DEPARTMENTS OF THE BANK;KISH BANKING W/FDIC PRODUCTS, KISH INSURANCE, KISH TRAVEL), POSITION: AS A KFS FINANCIAL ADVISOR DUTIES ARE RESTRICTED TO MARKETING MM/MML PRODUCTS & SERVICES. RR DOES NOT DO OTHER ACTIVITIES FOR THE BANK HOWEVER, WOULD REFER A CLIENT TO THE OTHER DEPARTMENTS OF THE BANK (KISH BANKING FOR FDIC PRODUCTS, KISH INSURANCE, KISH TRAVEL), START DATE: 10/2008 NO. HR/MO: 160 NO. HR/MO DURING SEC TRADING: 160 DESCRIBE DUTIES: AS A KFS FINANCIAL ADVISOR MARKETING MM/MML PRODUCTS & SERVICES UNDER DBA KFS (KISH FINANCIAL SOLUTIONS) THRU A FORMAL STRATEGIC ALLIANCE AGREEMENT WITH MM/MML. 3)NAME: HCC INVESTMENT GROUP LLC, INV REL:Y ADDR: 702 ELECTRIC AVE, LEWISTON PA 17044 NATURE:RENTAL INCOME, POSITION: OWNER, START: 5/1/2024, NO HR/MO: NO HR/MO DUR TRADING: DUTIES: MAINTAIN PROPERTY FOR RENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-08
  • S66 Uniform Combined State Law Examination
    2008-02-08

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