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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-28 |
| PA | RA | APPROVED | 2008-11-13 |
Branch Locations
9471 William Penn Highway, Huntingdon, PA 16652 • United States
615 Pleasant Valley Blvd, Altoona, PA 16602-4803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co. | Huntingdon | PA | 10/2007 | Present |
| Mml Investors Services, Llc | Huntingdon | PA | 10/2007 | Present |
| Kish Bank | Huntingdon | PA | 10/2008 | Present |
1) NAME: KISH FINANCIAL SOLUTIONS INV REL N ADD: 9471 WILLIAM PENN HIGHWAY HUNTINGDON PA 16652 NATURE: INSURANCE SALES (GROUP AND INDIVIDUAL LIFE AND HEALTH) POSITION: INSURANCE BROKER - VARIOUS CARRIERS START DATE:10/2012 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 2) NAME: KISH BANK INV REL: Y ADD: 9471 WILLIAM PENN HIGHWAY HUNTINGDON PA 16652 NATURE: FT W-2 EMPLOYEE OF KISH BANK, IN REL:Y, ADDR:9471 WILLIAM PENN HIGHWAY, HUNTINGDON PA 16652, NATURE:MARKETING MM/MML PRODUCTS AND SERVICES UNDER DBA KFS (KISH FINANCIAL SOLUTIONS)THRU A FORMAL STRATEGIC ALLIANCE AGREEMENT WITH MM/MML. (KFS RR NOT INVOLVED WITH MARKETING THE OTHER KISH BUSINESS LINES OFFERED THRU SEPARATE DEPARTMENTS OF THE BANK;KISH BANKING W/FDIC PRODUCTS, KISH INSURANCE, KISH TRAVEL), POSITION: AS A KFS FINANCIAL ADVISOR DUTIES ARE RESTRICTED TO MARKETING MM/MML PRODUCTS & SERVICES. RR DOES NOT DO OTHER ACTIVITIES FOR THE BANK HOWEVER, WOULD REFER A CLIENT TO THE OTHER DEPARTMENTS OF THE BANK (KISH BANKING FOR FDIC PRODUCTS, KISH INSURANCE, KISH TRAVEL), START DATE: 10/2008 NO. HR/MO: 160 NO. HR/MO DURING SEC TRADING: 160 DESCRIBE DUTIES: AS A KFS FINANCIAL ADVISOR MARKETING MM/MML PRODUCTS & SERVICES UNDER DBA KFS (KISH FINANCIAL SOLUTIONS) THRU A FORMAL STRATEGIC ALLIANCE AGREEMENT WITH MM/MML. 3)NAME: HCC INVESTMENT GROUP LLC, INV REL:Y ADDR: 702 ELECTRIC AVE, LEWISTON PA 17044 NATURE:RENTAL INCOME, POSITION: OWNER, START: 5/1/2024, NO HR/MO: NO HR/MO DUR TRADING: DUTIES: MAINTAIN PROPERTY FOR RENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-08 |
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