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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Huntington Beach | CA | 06/2015 | 01/2017 |
| Unionbanc Investment Services | Irvine | CA | 01/2017 | 10/2019 |
| Lfa | Newport Beach | CA | 12/2019 | 11/2022 |
| Lincoln Financial Advisors Corporation | Newport Beach | CA | 11/2022 | 01/2025 |
| Osaic Wealth, Inc. | Newport Beach | CA | 01/2025 | Present |
1) SIGNATURE FINANCIAL SERVICES GROUP, LLC 20101 SW BIRCH STREET SUITE 150J NEWPORT BEACH, CA 92660 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERS ACCIDENT AND HEALTH, DISABILITY AND TRADITIONAL LIFE INSURANCE ALONG WITH FIXED ANNUITIES AND LIFE SETTLEMENTS. START DATE: 12/2019 HOURS PER MONTH: 15 HOURS DURING TRADING HOURS: 15 2) ESOP CORPORATE SERVICES, INC 20101 SW BIRCH STREET SUITE 150J NEWPORT BEACH, CA 92660 CATEGORY: CONSULTANT INVESTMENT-RELATED: NO TITLE: CONSULTANT DUTIES: HELP CORPORATE OWNERS SET UP AND MANAGE QUALIFIED EMPLOYER STOCK OWNERSHIP PLANS. START DATE: 03/2021 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 3 3)ESOP CORPORATE SERVICES INC., 20101 SW BIRCH STREET, NEWPORT BEACH, CA 92660 CATEGORY: CONSULTING INVESTMENT RELATED: NO TITLE: CONSULTANT DUTIES: HELP CORPORATE OWNERS SETUP AND MANAGE QUALIFIED EMPLOYER STOCK OWNERSHIP PLANS START DATE: 03/2021 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 3
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-19 |
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