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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-14 |
Branch Locations
7002 N. Graham Road #115, Indianapolis, IN 46220 • United States
8888 Keystone Crossing Suite 580, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cromer & Company | Indianapolis | IN | 01/1982 | 11/2024 |
| Money Concepts Capital Corp | Palm Beach Gardens | FL | 07/2007 | 06/2022 |
| The Prudential Insurance Company Of America | Indianapolis | IN | 06/2022 | Present |
| Pruco Securities, Llc | Indianapolis | IN | 06/2022 | 11/2024 |
| Lpl Enterprise, Llc | Indianapolis | IN | 11/2024 | Present |
1) 09/27/2024 - Knights of Columbus - Member of Not for Profit - Non-profit volunteer (not on board) - Non Inv Related - At Indianapolis, IN - Start Date 07/18/2016 - 4hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-26 |
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