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Jamie Ann Swasey

Commonwealth Financial Network

Northwood, NH

West Newbury, MA

CRD 5384798

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-05-04
NH RA APPROVED 2026-05-04
  • MA RA
    APPROVED
    Since 2026-05-04
  • NH RA
    APPROVED
    Since 2026-05-04

Branch Locations

Northwood, NH • United States

291 Main St Suite 103, West Newbury, MA 01985 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Investors Securities Corporation Strafford NH 04/2016 04/2021
Transamerica Retirement Solutions Strafford NH 04/2016 04/2021
Osaic Wealth, Inc. Sudbury MA 04/2021 05/2026
Genx Financial Llc Orlando FL 08/2021 05/2026
One Retirement Source West Newbury MA 05/2026 Present
Commonwealth Financial Network Waltham MA 05/2026 Present
  • 04/2016 → 04/2021
    Transamerica Investors Securities Corporation
    Strafford, NH
  • 04/2016 → 04/2021
    Transamerica Retirement Solutions
    Strafford, NH
  • 04/2021 → 05/2026
    Osaic Wealth, Inc.
    Sudbury, MA
  • 08/2021 → 05/2026
    Genx Financial Llc
    Orlando, FL
  • 05/2026 → Present
    One Retirement Source
    West Newbury, MA
  • 05/2026 → Present
    Commonwealth Financial Network
    Waltham, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-26
S63 Uniform Securities Agent State Law Examination 2010-12-02
  • S66 Uniform Combined State Law Examination
    2021-10-26
  • S63 Uniform Securities Agent State Law Examination
    2010-12-02
Other Names
  • Jamie Ann Dellorusso

View on SEC IAPD

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