Best Investors Account Sign in
Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-15
IL RA APPROVED 2015-10-13
  • TX RA
    APPROVED_RES
    Since 2016-11-15
  • IL RA
    APPROVED
    Since 2015-10-13

Branch Locations

353 N. Clark St, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mesirow Financial, Inc. Highland Park IL 04/2015 Present
  • 04/2015 → Present
    Mesirow Financial, Inc.
    Highland Park, IL
Previous Registrations
  • 2008-10-01 → 2010-04-29
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2007-11-20 → 2008-10-01
    J.P. Morgan Securities Inc.
    Chicago, IL
    New York, NY
Other Businesses

1.) Ravinia Associates Board, Ravinia Music Festival, Board Member, attend meetings, fundraise for Ravinia and volunteer time. Devote 1 hour per month. 2.)PHI KAPPA PSI CHICAGOLAND ALUMNI ASSOCIATION, ALUMNI ASSOCIATION, NON FOR PROFIT, SECRETARY, RECORD MEETING MINUTES, ATTEND ANNUAL EVENTS, DEVOTE 1 HOUR PER MONTH AND QUARTERLY PHONE CALLS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-08
  • S66 Uniform Combined State Law Examination
    2015-10-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor