Preston Mark Henry

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 02/2018
  Stadion Money Management, Llc
  Watkinsville, GA
• 03/2015 → 02/2018
  Alps Distributors Inc.
  Denver, CO
• 03/2018 → 11/2020
  Tiaa
  Athens, GA
• 03/2018 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Athens, GA
• 12/2020 → 08/2024
  Triad Advisors
  Norcross, GA
• 12/2020 → 03/2025
  Sugarloaf Wealth Management
  Watkinsville, GA
• 08/2024 → 03/2025
  Osaic Wealth, Inc.
  Watkinsville, GA
• 03/2025 → Present
  Prime Capital Financial
  Duluth, GA
• 03/2025 → Present
  Private Client Services
  Watkinsville, GA

Previous Registrations

• 2020-12-11 → 2025-03-06
  Sugarloaf Wealth Management, Llc
  Watkinsville, GA
  Duluth, GA
• 2018-03-22 → 2020-11-05
  Tiaa-Cref Individual & Institutional Services, Llc
  Athens, GA
  Atlanta, GA
• 2015-07-28 → 2018-03-13
  Stadion Money Management, Llc
  Watkinsville, GA
• 2011-08-15 → 2015-03-25
  Wells Fargo Clearing Services, Llc
  Jefferson, GA
  Atlanta, GA
  Athens, GA
  Athens, GA
  Athens, GA
  Savannah, GA
  Athens, GA
  Athens, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA

Other Businesses

1) Prime. Director of Financial Planning and investments. 40 hrs/mo; 40 during trading hrs.

Exams

• S66 Uniform Combined State Law Examination
  2011-08-11
• S63 Uniform Securities Agent State Law Examination
  2007-09-07

Designations

• Certified Financial Planner

Other Names

• Preston Henry
• Preston Mark Henry
• Preston M Henry