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James D Rogers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

San Francisco, CA

St Johns, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-04-16
FL RA APPROVED 2008-02-15
  • TX RA
    APPROVED_RES
    Since 2010-04-16
  • FL RA
    APPROVED
    Since 2008-02-15

Branch Locations

9000 Southside Blvd Ci Client Services, Jacksonville, FL 32256 • United States

555 California St Corp Employee Banking And Investments, San Francisco, CA 94104 • United States

St Johns, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 01/2008 Present
Bank Of America, N.A. Jacksonville FL 10/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-08
  • S66 Uniform Combined State Law Examination
    2008-02-08
Other Names
  • James D Rogers
  • James Donald Rogers

View on SEC IAPD

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