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Dennis A Mendoza

Mendoza Wealth Management

Brookline, MA

Brookline, MA

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Current Employers
Mendoza Wealth Management

Brookline, MA • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2008-01-02
  • MA RA
    APPROVED
    Since 2008-01-02

Branch Locations

Brookline, MA • United States

Brookline, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mendoza Wealth Management, Llc Brookline MA 07/2007 Present
  • 07/2007 → Present
    Mendoza Wealth Management, Llc
    Brookline, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-24
  • S65 Uniform Investment Adviser Law Examination
    2007-10-24
Designations

View on SEC IAPD

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