Masood Mass Noorzay

Wells Fargo Clearing Services, LLC

West Hollywood, CA

CRD 5383243

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-01-07
CA	RA	APPROVED	2011-01-03

TX RA
APPROVED

Since 2020-01-07
CA RA
APPROVED

Since 2011-01-03

Branch Locations

8571 Santa Monica Blvd, West Hollywood, CA 90069 • United States

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, N.A.	Los Angeles	CA	11/2006	Present
Wells Fargo Advisors Llc	Los Angeles	CA	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Los Angeles	CA	11/2016	Present

11/2006 → Present

Wells Fargo Bank, N.A.

Los Angeles, CA
01/2011 → 11/2016

Wells Fargo Advisors Llc

Los Angeles, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Los Angeles, CA

Previous Registrations

2008-10-02 → 2011-01-03

Wells Fargo Investments, Llc

Omaha, NE

West Hills, CA

Beverly Hills, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-01

S66 Uniform Combined State Law Examination

2008-10-01

View on SEC IAPD

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