David Anthony Kanongataa

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 08/2024
  Cuso Financial Services, Lp
  San Diego, CA
• 08/2024 → 08/2024
  Kestra Investment Services Llc
  Camarillo, CA
• 08/2024 → 08/2024
  Kestra Advisory Services Llc
  Camarillo, CA
• 08/2024 → 05/2025
  Cuso Financial Services, Lp
  San Diego, CA
• 08/2024 → Present
  Ventura County Credit Union
  Ventura, CA
• 05/2025 → Present
  Lpl Financial Llc
  Ventura, CA

Previous Registrations

• 2024-08-12 → 2025-05-15
  Cuso Financial Services, L.P.
  Thousand Oaks, CA
  Ventura, CA
  Camarillo, CA
  Simi Valley, CA
  Camarillo, CA
• 2024-08-05 → 2024-08-14
  Kestra Advisory Services, Llc
  Camarillo, CA
  Austin, TX
• 2011-03-11 → 2024-08-06
  Cuso Financial Services, L.P.
  Ventura, CA
  San Diego, CA
• 2011-01-03 → 2011-03-07
  Wells Fargo Clearing Services, Llc
  Camarillo, CA
• 2007-09-03 → 2011-01-03
  Wells Fargo Investments, Llc
  Camarillo, CA
  Camarillo, CA
  Camarillo, CA
  Santa Barbara, CA

Other Businesses

1 - 05/2025 - Wealth Management at Ventura County Credit Union - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 160 Hours During Trading - At reported business location(s).

Exams

• S66 Uniform Combined State Law Examination
  2007-09-01