Ryan Jeffrey Ross

Hightower Advisors, LLC

CRD 5383216

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2018-02-16

IL RA
APPROVED

Since 2018-02-16

Branch Locations

321 N. Clark Street Suite 1020, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wayne Hummer Investments	Chicago	IL	07/2007	02/2018
Hightower Securities, Llc	Chicago	IL	02/2018	Present

07/2007 → 02/2018

Wayne Hummer Investments

Chicago, IL
02/2018 → Present

Hightower Securities, Llc

Chicago, IL

Previous Registrations

2007-09-27 → 2018-03-13

Wintrust Investments Llc

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-26

S66 Uniform Combined State Law Examination

2007-09-26

View on SEC IAPD

Nearby Firms

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PFINGSTEN PARTNERS, L.L.C.

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch

HAROLD NELSON LEAVELL

CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL

PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL

GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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