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Tiffany Rozek

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2010-11-29
TX RA APPROVED 2010-11-29
  • NC RA
    APPROVED
    Since 2010-11-29
  • TX RA
    APPROVED
    Since 2010-11-29

Branch Locations

6100 Fairview Road 9Th Floor, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Charlotte NC 11/2010 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-23
  • S66 Uniform Combined State Law Examination
    2007-10-23
Other Names
  • Tiffany Shane Weber
  • Tiffany S. Weber
  • Tiffany Shane Weber
  • Tiffany S Weber

View on SEC IAPD

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