Michael J Ward

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-09-27
IL	RA	APPROVED	2024-07-24

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jp Morgan/Chase	New York	NY	07/2013	07/2017
Jp Morgan Clearing Corp	New York	NY	07/2013	11/2016
Atlantic Amateur Hockey Association; Usa Hockey	Colorado Springs	CO	01/2015	12/2016
Db Ag Filiale New York	New York	NY	07/2017	01/2018
Db Usa Core Corporation (Affiliate Of Dbsi)	New York	NY	01/2018	10/2018
Merrill Lynch	New York	NY	10/2018	04/2024
Bofa Securities Inc	New York	NY	05/2019	04/2024
Edward Jones	St Louis	MO	07/2024	Present

07/2013 → 07/2017

Jp Morgan/Chase

New York, NY
07/2013 → 11/2016

Jp Morgan Clearing Corp

New York, NY
01/2015 → 12/2016

Atlantic Amateur Hockey Association; Usa Hockey

Colorado Springs, CO
07/2017 → 01/2018

Db Ag Filiale New York

New York, NY
01/2018 → 10/2018

Db Usa Core Corporation (Affiliate Of Dbsi)

New York, NY
10/2018 → 04/2024

Merrill Lynch

New York, NY
05/2019 → 04/2024

Bofa Securities Inc

New York, NY
07/2024 → Present

Edward Jones

St Louis, MO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-07-24
S63	Uniform Securities Agent State Law Examination	2013-10-18

Other Firms