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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
NJ RA APPROVED 2010-01-04
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • NJ RA
    APPROVED
    Since 2010-01-04

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Denville, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Little Falls NJ 04/2016 Present
  • 04/2016 → Present
    Morgan Stanley Smith Barney Llc
    Little Falls, NJ
Other Businesses

1. Rental Property; Investment related; Bloomfield NJ; Sole Proprietor / Owner / Partner; 01/2017; 0,5;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-31
S63 Uniform Securities Agent State Law Examination 2009-08-08
  • S66 Uniform Combined State Law Examination
    2009-12-31
  • S63 Uniform Securities Agent State Law Examination
    2009-08-08

View on SEC IAPD

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