Karen D Buckley

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 02/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport News, VA
• 05/2016 → 02/2023
  Bank Of America, N.A.
  Newport News, VA
• 02/2023 → 01/2025
  Rbc Capital Markets, Llc
  Richmond, VA
• 01/2025 → Present
  Atlantic Union Financial Consultants
  Glen Allen, VA
• 01/2025 → Present
  Atlantic Union Bank
  Glen Allen, VA
• 01/2025 → Present
  Raymond James Financial Services, Inc.
  Glen Allen, VA
• 01/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Glen Allen, VA
• 12/2024 → Present
  Atlantic Union Bank
  Glen Allen, VA
• 12/2024 → Present
  Atlantic Union Financial Consultants, Llc/Aub Wealth Mangement
  Glen Allen, VA

Previous Registrations

• 2023-02-21 → 2025-01-06
  Rbc Capital Markets, Llc
  Richmond, VA
• 2016-03-14 → 2023-03-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport News, VA
  Williamsburg, VA
  Williamsburg, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Charlotte, NC
  Williamsburg, VA
  Richmond, VA
  Boston, MA
  Richmond, VA
  Williamsburg, VA
  Ashland, VA
  Ashland, VA
  Wilmington, NC
  Richmond, VA
  Richmond, VA
  Ashland, VA

Other Businesses

(1)Name of Business: Atlantic Union Bank Address: 4300 Cox Rd, Glen Allen, VA, 23060-3358, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 12/30/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Supporting Advisors in a Client Associate role. (2)Name of Business: Atlantic Union Financial Consultants, LLC/AUB Wealth Mangement Address: 4300 Cox Rd, Glen Allen, VA, 23060-3358, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/30/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Support to Financial Advisor

Exams

• S66 Uniform Combined State Law Examination
  2016-03-11
• S63 Uniform Securities Agent State Law Examination
  2008-08-27

Other Names

• Karen Buckley
• Karen Diane Gaylord