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Jason J Topi

Morgan Stanley

Utica, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-01
TX RA APPROVED 2024-11-01
  • NY RA
    APPROVED
    Since 2024-11-01
  • TX RA
    APPROVED
    Since 2024-11-01

Branch Locations

106 Business Park Drive, Utica, NY 13502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M. Griffith Investment Services, Inc. New Hartford NY 11/2009 12/2018
Robert W. Baird & Co. New Hartford NY 12/2018 10/2024
Morgan Stanley Smith Barney Llc Utica NY 10/2024 Present
Morgan Stanley Private Bank, N.A New York NY 12/2024 Present
  • 11/2009 → 12/2018
    M. Griffith Investment Services, Inc.
    New Hartford, NY
  • 12/2018 → 10/2024
    Robert W. Baird & Co.
    New Hartford, NY
  • 10/2024 → Present
    Morgan Stanley Smith Barney Llc
    Utica, NY
  • 12/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-22
  • S66 Uniform Combined State Law Examination
    2007-09-22

View on SEC IAPD

Other Firms

STRATEGIC FINANCIAL SERVICES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PARADIGM CONSULTING, INC.
OSAIC WEALTH, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ROBERT W. BAIRD & CO. INCORPORATED
COMMONWEALTH FINANCIAL NETWORK
MML INVESTORS SERVICES, LLC

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Other Offices

STRATEGIC FINANCIAL SERVICES · UTICA, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · UTICA, NY
PARADIGM CONSULTING, INC. · UTICA, NY
OSAIC WEALTH, INC. · UTICA, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · UTICA, NY
ROBERT W. BAIRD & CO. INCORPORATED · New Hartford, NY
COMMONWEALTH FINANCIAL NETWORK · New Hartford, NY
MML INVESTORS SERVICES, LLC · New Hartford, NY

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