Casey Daniel Paton

Employer firm

Beacon Pointe Advisors, LLC CRD 119290

$54.9B regulatory AUM 265 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → Present
  Encore Apparel Co
  Lynnfield, MA
• 09/2015 → 08/2018
  Bunker Hill Community College
  Charlestown, MA
• 04/2019 → 03/2020
  Northwestern Mutual Investment Services Llc
  Woburn, MA
• 07/2020 → 09/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Andover, MA
• 08/2020 → 09/2021
  Bank Of America, N.A.
  Andover, MA
• 09/2021 → 03/2023
  Silicon Valley Bank
  San Francisco, CA
• 09/2021 → 04/2022
  Svb Wealth Advisory
  San Francisco, CA
• 06/2021 → 12/2023
  Ukulele Kids Club
  Lynnfield, MA
• 04/2022 → 08/2026
  Svb Wealth Llc
  San Francisco, CA
• 04/2022 → 08/2026
  Svb Investment Services Inc
  San Francisco, CA
• 12/2023 → 08/2026
  First Citizens Investor Services
  Raleigh, NC
• 08/2026 → Present
  Beacon Pointe Advisors, Llc
  Boston, MA
• 08/2026 → Present
  Beacon Pointe Insurance Services, Llc
  Boston, MA

Previous Registrations

• 2022-02-23 → 2026-08-11
  Svb Wealth
  Newton, MA
  Boston, MA
• 2021-09-13 → 2022-07-29
  Svb Investment Services Inc.
  Newton, MA
• 2020-07-28 → 2021-08-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Andover, MA
  New York, NY

Other Businesses

(1) I*132388 For profit or not for profit: For-Profit Organization Name of outside business organization: Encore Apparel Company, LLC Investment related: N Address of business: Lynnfield, Massachusetts 01940 Nature of business: LLC Position, title, association: Owner, Start date of relationship: 1/1/2014 Number of hours devoted: 25 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is a business enterprise I started that sells t-shirts and other apparel items. The business is run primarily as an online company. There is no financial/investment advising component to this business. (2) Beacon Pointe Insurance Services, LLC, Not investment-related; Address: Main office located at 24 Corporate Plaza Dr., STE., 150, Newport Beach CA 92660; Position/Title: Agent; Start Date: 08/2026; HRS/MO During trading hours: 10 hrs./Mo.; Duties: Sale of insurance products (life/health/accident).

Exams

• S66 Uniform Combined State Law Examination
  2020-06-08
• S63 Uniform Securities Agent State Law Examination
  2019-08-27

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Casey Paton