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Kimberly Ann Quintero

Ingalls Investment Management, LLC

New York, NY

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Current Employers
Ingalls Investment Management, Llc

1 Rockefeller Plaza 7Th Floor, New York, NY 10020 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-10
NY RA APPROVED 2026-08-10
  • CA RA
    APPROVED
    Since 2026-08-10
  • NY RA
    APPROVED
    Since 2026-08-10

Branch Locations

1 Rockefeller Plaza 7Th Floor, New York, NY 10020

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management New York NY 11/2011 Present
First Republic Securities Company New York NY 12/2011 Present
Ingalls & Snyder Llc New York NY 05/2021 Present
Ingalls Investment Management, Llc New York NY 08/2026 Present
  • 11/2011 → Present
    First Republic Investment Management
    New York, NY
  • 12/2011 → Present
    First Republic Securities Company
    New York, NY
  • 05/2021 → Present
    Ingalls & Snyder Llc
    New York, NY
  • 08/2026 → Present
    Ingalls Investment Management, Llc
    New York, NY
Previous Registrations
  • 2011-12-09 → 2021-05-10
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-14
  • S66 Uniform Combined State Law Examination
    2010-10-14
Other Names
  • Kimberly Pike
  • Kimberly Ann Pike
  • Kimberly Ann Pike

View on SEC IAPD

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