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Mai Capital Management, LLC CRD 109807
$52.1B regulatory AUM 132 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-12 |
| TX | RA | APPROVED | 2025-11-12 |
Branch Locations
2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States
2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-09-21 |
| OH | RA | APPROVED | 2023-06-12 |
| NY | RA | APPROVED | 2023-05-30 |
| TX | RA | APPROVED_RES | 2023-05-30 |
| FL | RA | APPROVED | 2023-01-20 |
| NV | RA | APPROVED | 2020-10-27 |
| CO | RA | APPROVED | 2020-10-22 |
| CA | RA | APPROVED | 2019-06-05 |
Branch Locations
2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Securities Company, Llc | Los Angeles | CA | 01/2013 | 05/2019 |
| Evoke Wealth, Llc | Los Angeles | CA | 05/2019 | Present |
| Mai Capital Management, Llc | Cleveland | OH | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-02-26 |
| S65 | Uniform Investment Adviser Law Examination | 2009-09-02 |
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