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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-12
TX RA APPROVED 2025-11-12
  • CA RA
    APPROVED
    Since 2025-11-12
  • TX RA
    APPROVED
    Since 2025-11-12

Branch Locations

2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States

Evoke Advisors

2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-09-21
OH RA APPROVED 2023-06-12
NY RA APPROVED 2023-05-30
TX RA APPROVED_RES 2023-05-30
FL RA APPROVED 2023-01-20
NV RA APPROVED 2020-10-27
CO RA APPROVED 2020-10-22
CA RA APPROVED 2019-06-05
  • NJ RA
    APPROVED
    Since 2023-09-21
  • OH RA
    APPROVED
    Since 2023-06-12
  • NY RA
    APPROVED
    Since 2023-05-30
  • TX RA
    APPROVED_RES
    Since 2023-05-30
  • FL RA
    APPROVED
    Since 2023-01-20
  • NV RA
    APPROVED
    Since 2020-10-27
  • CO RA
    APPROVED
    Since 2020-10-22
  • CA RA
    APPROVED
    Since 2019-06-05

Branch Locations

2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc Los Angeles CA 01/2013 05/2019
Evoke Wealth, Llc Los Angeles CA 05/2019 Present
Mai Capital Management, Llc Cleveland OH 11/2025 Present
  • 01/2013 → 05/2019
    First Republic Securities Company, Llc
    Los Angeles, CA
  • 05/2019 → Present
    Evoke Wealth, Llc
    Los Angeles, CA
  • 11/2025 → Present
    Cleveland, OH
Previous Registrations
  • 2013-01-07 → 2019-06-04
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    Los Angeles, CA
  • 2009-09-03 → 2013-02-01
    Luminous Capital, Llc
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-02-26
S65 Uniform Investment Adviser Law Examination 2009-09-02
  • S63 Uniform Securities Agent State Law Examination
    2013-02-26
  • S65 Uniform Investment Adviser Law Examination
    2009-09-02

View on SEC IAPD

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