Steven Gary White

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2020-05-20
VA	RA	APPROVED	2017-04-20

NC RA
APPROVED

Since 2020-05-20
VA RA
APPROVED

Since 2017-04-20

Branch Locations

Glen Allen, VA • United States

2400 Old Brick Rd, Glen Allen, VA 23060 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Glen Allen	VA	07/2010	Present
Claris Financial, Llc	Richmond	VA	07/2010	04/2017

07/2010 → Present

Lpl Financial Llc

Glen Allen, VA
07/2010 → 04/2017

Claris Financial, Llc

Richmond, VA

Previous Registrations

2014-01-16 → 2017-04-19

Claris Financial, Llc

Glen Allen, VA
2007-09-18 → 2010-07-16

Edward Jones

Richmond, VA

Richmond, VA

Richmond, VA

St Louis, MO

Other Businesses

(1) 04/15/2017 - Great Oak Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 04/20/2017 - 160 Hours Per Month/7 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-13

S66 Uniform Combined State Law Examination

2007-09-13

Other Names

Steven G White

View on SEC IAPD