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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-24 |
| MN | RA | APPROVED | 2016-04-27 |
Branch Locations
950 40Th Ave South, Moorhead, MN 56560 • United States
428 West Lincoln Ave, Fergus Falls, MN 56537 • United States
1630 Broadway St, Alexandria, MN 56308 • United States
2929 20Th St South, Moorhead, MN 56560 • United States
305 8Th Street South, Moorhead, MN 56560 • United States
2929 20Th St South, Moorehead, MN 56560 • United States
428 West Lincoln Ave, Fergus Falls, MN 56537 • United States
1630 Broadway St, Alexandria, MN 56308 • United States
Fargo, ND • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Moorhead | MN | 04/2016 | Present |
| Gate City Bank | Moorhead | MN | 04/2016 | Present |
1) 4/12/2017 - Sunderland Group - Investment Related - 2102 Great Northern Dr, Fargo, ND 58102 - Non-Variable Insurance - Start 04/20/16 - 5 Hours Per Month During Securities Trading - Fixed insurance. 2) 12/27/2018 - Gate City Bank - DBA: Gate City Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/29/2018 - 2 Hours Per Month During Securities Trading. 3) 4/6/2021 - Gate City Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 2/24/2021 - 20 Hours Per Month/10 Hours During Securities Trading. 4) 11/30/2021 - E4 Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 11/29/2021 - 8 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-13 |
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