Stephan Francis West

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-12-17
NV	RA	APPROVED	2024-12-10
UT	RA	APPROVED	2024-12-05

AZ RA
APPROVED

Since 2024-12-17
NV RA
APPROVED

Since 2024-12-10
UT RA
APPROVED

Since 2024-12-05

Branch Locations

501 Nevada Hwy Suite 3, Boulder City, NV 89005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stephan West Insurance Agency	Boulder City	NV	01/2014	Present
State Farm Vp Management Corp	Boulder City	NV	01/2014	Present
State Farm Investment Management Corp	Boulder City	NV	12/2024	Present

01/2014 → Present

Stephan West Insurance Agency

Boulder City, NV
01/2014 → Present

State Farm Vp Management Corp

Boulder City, NV
12/2024 → Present

State Farm Investment Management Corp

Boulder City, NV

Other Businesses

1) Stephan West's Insurance Agency; Insurance Agency; Investment-related; 501 Nevada Hwy Ste 3 Boulder City, NV 89005-2464; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 1/1/2014; 80; 80; Service customers and supervise employees

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-11-22
S63	Uniform Securities Agent State Law Examination	2013-08-20

S65 Uniform Investment Adviser Law Examination

2024-11-22
S63 Uniform Securities Agent State Law Examination

2013-08-20

View on SEC IAPD