Ryan David Richardson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 06/2021
  Avantax Invesment Services, Inc.
  Woodland Hills, CA
• 01/2000 → 06/2021
  David M Richardson Cpa
  Woodland Hills, CA
• 06/2014 → 06/2021
  Avantax Advisory Services
  Woodland Hills, CA
• 09/2020 → 06/2021
  Avantax Insurance Agency , Llc
  Woodland Hills, CA
• 07/2021 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 07/2021 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2011 → Present
  Richardson Financial
  Woodland Hills, CA
• 01/2001 → Present
  Richardson & Co Cpas
  Woodland Hills, CA

Previous Registrations

• 2014-06-16 → 2021-07-02
  Avantax Advisory Services
  West Hills, CA

Other Businesses

1) RICHARDSON FINANCIAL; WOODLAND HILLS, CA; INVESTMENT RELATED; DBA FOR INVESTMENT SERVICES; FINANCIAL PROFESSIONAL; 80 HRS/MO; PART OWNER; SINCE 01/11 RICHARDSON & CO CPAs; WOODLAND HILLS, CA; NON-INVESTMENT RELATED; TAX AND ACCOUNTING PRERPARATION SERVICES; PART OWNER; SINCE 01/2017; 80HRS/MO 2)

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-11-12
• S63 Uniform Securities Agent State Law Examination
  2011-05-03