Joseph Matthew Barr

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 06/2018
  Tiaa
  Spokane, WA
• 05/2015 → 06/2018
  Tiaa-Cref Individual & Institutional Services, Llc
  Spokane, WA
• 06/2018 → 06/2019
  Pruco Securities Llc
  Irvine, CA
• 06/2018 → 06/2019
  The Prudential Insurance Company Of America
  Irvine, CA
• 06/2019 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 06/2019 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-06-27 → 2019-06-25
  Pruco Securities, Llc.
  Greenacres, WA
  Mercer Island, WA
  Irvine, CA
• 2015-06-01 → 2018-06-18
  Tiaa-Cref Individual & Institutional Services, Llc
  Spokane, WA
• 2014-05-06 → 2015-05-01
  Pinnacle Peak Financial Llc
  Greenacres, WA
• 2009-08-06 → 2013-07-02
  Harrisdirect Llc
  Arlington, VA
• 2008-12-09 → 2009-07-14
  Usaa Financial Planning Services
  Phoenix, AZ
• 2008-01-07 → 2008-12-31
  Usaa Investment Services Company
  Phoenix, AZ

Other Businesses

1)PINNACLE PEAK FINANCIAL, LLC, INVESTMENT RELATED, ADDRESS IS THE SAME AS THE REGISTERED BRANCH, OWNER, FINANCIAL ADVISOR, DBA FOR FINANCIAL SERVICES AND INSURANCE BUSINESS, 40H/WEEK, SINCE 05/2019.

Exams

• S66 Uniform Combined State Law Examination
  2007-12-04

Other Names

• Joe Barr
• Joseph Barr