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Employer firm

Harbour Investments, Inc. CRD 19258

$9.60B regulatory AUM 3,203 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-06-20
  • MN RA
    APPROVED
    Since 2016-06-20

Branch Locations

5353 Wayzata Blvd Suite 203, St Louis Park, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rita Wilczek Inc St. Louis Park MN 06/2006 04/2025
Harbour Investments Inc Madison WI 08/2010 Present
Westside Financial Services, Llc St Louis Park MN 04/2025 Present
  • 06/2006 → 04/2025
    Rita Wilczek Inc
    St. Louis Park, MN
  • 08/2010 → Present
    Madison, WI
  • 04/2025 → Present
    Westside Financial Services, Llc
    St Louis Park, MN
Other Businesses

1)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 2)Westside Financial Services - DBA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-02
  • S66 Uniform Combined State Law Examination
    2011-09-02

View on SEC IAPD

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