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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
FL RA APPROVED 2011-11-21
  • NY RA
    APPROVED
    Since 2021-04-16
  • FL RA
    APPROVED
    Since 2011-11-21

Branch Locations

3720 Sw 58 Avenue, Miami, FL 33155 • United States

10 Hudson Yards, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Miami FL 12/2014 08/2018
Park Avenue Securities Miami FL 12/2014 08/2018
Guardian Life Insurance Company Miami FL 08/2018 Present
Park Avenue Securities Miami FL 08/2018 Present
  • 12/2014 → 08/2018
    Guardian Life Insurance Company
    Miami, FL
  • 12/2014 → 08/2018
    Park Avenue Securities
    Miami, FL
  • 08/2018 → Present
    Guardian Life Insurance Company
    Miami, FL
  • 08/2018 → Present
    Park Avenue Securities
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-05-18
S65 Uniform Investment Adviser Law Examination 1999-08-06
  • S63 Uniform Securities Agent State Law Examination
    2015-05-18
  • S65 Uniform Investment Adviser Law Examination
    1999-08-06
Other Names
  • Frances Elizabeth Vera

View on SEC IAPD

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