Best Investors Account Sign in
Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-23
LA RA APPROVED 2016-03-17
MD RA APPROVED 2016-02-18
  • TX RA
    APPROVED_RES
    Since 2016-03-23
  • LA RA
    APPROVED
    Since 2016-03-17
  • MD RA
    APPROVED
    Since 2016-02-18

Branch Locations

3409-A Urbana Pike, Frederick, MD 21704 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Frederick MD 10/2007 Present
Stratos Wealth Partners, Ltd Frederick MD 02/2016 Present
Previous Registrations
  • 2016-02-17 → 2016-02-18
    Frederick, MD
  • 2004-06-28 → 2007-10-09
    Uvest Financial Services Group, Inc.
    Germantown, MD
    Frederick, MD
    Frederick, MD
    Olney, MD
    Frederick, MD
  • 2001-04-16 → 2004-06-14
    Morgan Stanley Dw Inc.
    Frederick, MD
Other Businesses

1) 02/17/2016: MILLER PRIVATE WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - MILLER PRIVATE WEALTH MANAGEMENT - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 02/16/2016 - RIA with Stratos - 160 HRS/MO; 160 DURING SECS TRDG HRS. 2) 02/17/2016: STRATOS WEALTH PARTNERS, LTD. - DBA for LPL Business (entity for LPL business) - STRATOS WEALTH PARTNERS, LTD. - INV REL - START 02/16/2016 - 8921 FINGERBOARD RD. FREDERICK, MD 21704 - 160 HRS/MO; 160 DURING SECS TRDG HRS. 3) 02/18/2016: STRATOS WEALTH PARTNERS, LTD. - Registered Investment Advisor DBA - MILLER PRIVATE WEALTH MANAGEMENT LLC - INV REL - Start 02/16/2016 - At Reported Business Location(s) - IAR - 160 Hr/Mo; 160 During Secs Trdg Hrs 4) 2/18/2016 - STRATOS WEALTH PARTNERS, LTD. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 02/16/2016 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 2/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-07
  • S66 Uniform Combined State Law Examination
    2000-07-07
Other Names
  • Christopher Miller

View on SEC IAPD

More in Frederick, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor