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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-23 |
| LA | RA | APPROVED | 2016-03-17 |
| MD | RA | APPROVED | 2016-02-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Frederick | MD | 10/2007 | Present |
| Stratos Wealth Partners, Ltd | Frederick | MD | 02/2016 | Present |
1) 02/17/2016: MILLER PRIVATE WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - MILLER PRIVATE WEALTH MANAGEMENT - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 02/16/2016 - RIA with Stratos - 160 HRS/MO; 160 DURING SECS TRDG HRS. 2) 02/17/2016: STRATOS WEALTH PARTNERS, LTD. - DBA for LPL Business (entity for LPL business) - STRATOS WEALTH PARTNERS, LTD. - INV REL - START 02/16/2016 - 8921 FINGERBOARD RD. FREDERICK, MD 21704 - 160 HRS/MO; 160 DURING SECS TRDG HRS. 3) 02/18/2016: STRATOS WEALTH PARTNERS, LTD. - Registered Investment Advisor DBA - MILLER PRIVATE WEALTH MANAGEMENT LLC - INV REL - Start 02/16/2016 - At Reported Business Location(s) - IAR - 160 Hr/Mo; 160 During Secs Trdg Hrs 4) 2/18/2016 - STRATOS WEALTH PARTNERS, LTD. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 02/16/2016 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 2/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-07 |
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